USC 4-3 Under
Base Defense
By Pete Carroll
Head Football Coach
University
of Southern California
It is always a pleasure to speak for Nike at these coaching
clinics. I’m pleased to be here. When I was in the NFL we didn’t talk to
anyone about what we were
doing or share anything with anyone.
Nike has done a fantastic job of
giving us the opportunity
to speak at these clinics. It is a lot
of fun to visit with high school coaches. I
know you guys are coming to these clinics to try to find
ways to get
better. We are doing the same
thing. We are talking football and always trying to find ways to get better also.
I have been asked to talk about
defense. I am going to start off with some
general
things and then move onto our specific schemes. I
am really excited about being at USC and our team.
I grew up in California
and was always captured
by the
special atmosphere and style that surrounded USC. To
be here after all these years and get a
chance to coach here is really thrilling.
I want to talk a little
philosophy to give you a feel about
how we run our approach to the defense. After
that I’ll work my way into our main defensive
schemes. After all these years of coaching
I continue
to look for better ways to do things and improve. I
found that after all these years I’m seeing
things clearer than I used to. I am able
to benefit from all the mistakes, screw ups, bad ideas, and bad games
plans of
the past.
My role as head coach is very
simple. I have to orchestrate the
performance of our
players on game day. When you realize
all that you have to do it can be overwhelming. If
I can get game day performance to its height and get
our players
playing well then I can blend together the things I need to do to get
that mix.
Some of these things are very
basic, but you have to do a
lot of little things right. If you don’t
you will find there are areas within your football team that are going
backwards. We don’t want to give our
opponents an advantage anywhere.
If there are things in our
program that we would like to do
but we don’t execute well we don’t do them. We
have to have all our schemes, clock management, and
game plans in
order. If we don’t have them in order we
don’t attempt to do them on game day. I
have found over the years that the more you try to do the thinner you
spread
yourself. The thinner you spread
yourself the more apt you are to make mistakes and errors. To be a good
football team you have to be hard to beat. That
means you are not beating yourself with mistakes and
turnovers.
To do those things well you have
to have a clear vision of
what you want your team to look like. You
have to know that so well that you can convince your
players and
coaches of what they should see when they watch films of your team. If they can’t do that then they are still
misguided by their vision.
My philosophy is real simple. I want to play football with a team that
plays with great effort in all phases of the game.
Players have to play with great enthusiasm.
That type of play energizes your team, staff,
and everyone in the stadium.
The thing that I believe in is
playing smart. This has to do with
everything we do. It is what the coaches
ask the players to do
and how the coaches handle the game itself. It
is the solid techniques they teach, the game they call,
and the
system they use. It is also our players
on game day as to the way they handle the game. I
want our players to be prepared for every situation that
may arise in
a game so they can make the proper decisions. I
want them to have confidence and to play like they have
been there before.
If we play with great effort,
enthusiasm, and play smart, we
have a chance to play well. Philosophy
is like a rail road track. If you are
off the tracks you have a bumpy road to travel. You
know something is wrong but you do not know how to fix
it. The philosophy is the guideline that
puts you
back on the track. My philosophy about
our football team is really simple. It
is all about the ball. In all areas of
football game if you don’t have the ball you are nothing.
On offense, we want to take care
of the football for as long
as we can until we score. That doesn’t
sound like there is much to that statement. Every
phase of our offense has to be geared to taking care
of the
ball. Obviously I’m talking about not
turning the ball over. We want to keep
making first downs and keep the ball until we score.
We want to guard the ball with our
lives. If we can do that on offense then
we have a chance.
We want to constantly remind the
team of possessing the
ball. When our players are standing
around with a ball in their hands a coach will walk over and try to
knock the
ball out of his hands. We do it on the
sidelines at a game, in practice, or anywhere to remind them of how
important
it is. There has to be a conscious mind
set of taking care of the ball.
Defensively we do a lot of
different things. However we play defense
not just to stop
people or make them go three and out. We
play defense to get the football. Every
time the ball is snapped the defense tries to take the ball away from
the
offense. If the defense can take the
ball away from the offense they are going to give it to the offense
which is
going to keep it until they can score. The
offense can not score without the football. For
that matter the defense can score if they
get possession of the football.
Coaching football is a collection
of a lot of little
philosophies or beliefs. I don’t know
quite how to describe it, but there are a lot of little philosophies in
everything that we do. It goes from
holding onto the football to coaching stances or getting after the
football on
defense.
I have been fortunate in my
career. When I started out coaching I
spent three
years as a graduate assistant. No one
would hire me at first or even send me a rejection letter.
A good friend of mine told me that there was
a graduate assistant’s job open at the University of Arkansas. That was the year Lou Holtz went there as the
head coach. I got the position and it
was the best thing that ever happened to me.
During that time I got
to work with Monte Kiffin’s staff on
defense. He had been at Nebraska before he came to Arkansas. I
think he is one of the best coaches in the United States. He is just an unbelievable coach.
He ran a 4-3 under defense that he perfected
at Nebraska
and they won a national title and many conference titles while he was
there in the
1970’s. He brought that same defense to Arkansas. I have been running that same base defense
since 1977 when I learned it from him. I
have used variations of this defense my entire career.
I have stayed with its principles through all
my years of coaching. I have a real
strong belief in this defense. I know
the defense and its adjustments so well that my belief system in it is
strong
and rock solid.
There is no offensive play
calling or defensive scheme that is
going to win national championships for you. It
is how you can adapt and adjust to making the schemes
work. The only way you can do that is to
have a
strong belief system. If you can’t say
what your philosophy is or tell others what you believe in then you
don’t have
a philosophy.
The most important thing we do as
head coaches is practice
and preparation. You play like you
practice. If you practice badly that is
the way you will play. You have to
design your practice for the players to get out of them what you want. Coaches have to envision how they want their
practices to be and make it happen. If
you come to one our practices, you will see wall to wall enthusiasm. You will see and hear our players and our
coaches really getting into what we are doing. They
will be burning hard for an hour and 45 minutes with
competition
coming from every drill.
Any phase of practice I can get
players to compete against
each other, I’m doing it. They stay on
task for every drill we do. I want our
practices to be uplifting, challenging, and physical.
I want something at stake on every snap.
If something isn’t at stake he is not going
to do his best. So why would you ever have practice where players are
not
trying their best?
I want to talk with you now about
our base defense the “4-3
under”. This defense has stood the test
of time. This front and secondary
concept is the same basic one Monte Kiffin brought to Arkansas in
1977. This is the same defense we adapted
and ran
at the Minnesota Vikings together with Floyd Peters.
It is the same defense I run at USC. We
have run this defense so long and tweaked
it so well that it is simple and easy to adjust. It
is a good defense for stopping the run and
can give you an aggressive pass rush.
The front of the defense is
called a “4-3 under”
defense. We use it in combination with
different secondary schemes such as Cover 1, 2, 3, or man to man
coverage,
etc. I’ll start out by explaining the
4-3 under in conjunction with Cover 1. In
this case we’ll call it Under-Cover-1 Flex (Diagram 1).
The flex call means that free safety is going
to the split end side of the offense. The
word flex is just a term we use in reference to the
split end side
of the offensive line. The tight end
side we call the solid side. From this
front we get a “gap control” type of play. When
you put a defensive lineman in a gap and tell him he
has to control
the gap he can play very aggressively. He
can aggressively attack the line of scrimmage and not
just read and
react.
The more the attacking
oriented the defense is the better
off it will be. Obviously when you come
off the ball, sometimes it is run and sometimes it is pass. We like to be in the mode of attacking the
line of scrimmage, so when it is a pass we will get pressure on the
quarterback.
Diagram 1. 4-3 Under-Cover 1-Flex Front

With this basic front we can get eight players in the box
area of this defense on run plays. We
are going to stop the run on defense very well when we use this front. In this defense we outnumber the
offense. The defense has more players at
the line than the offense can block.
The SLB plays the tight end in
man-to-man with this front
using outside leverage as he is aligned in a loose 9 technique. The SLB can not get hooked as he is playing
outside leverage on all blocks. The nose
tackle (NT) is in a 1 technique to the strong side.
The defensive tackle (DT) is in a three
technique to the weak side. The ends (DE)
are in a 5 technique on the offensive tackles. The
MLB has responsibility for the strong side B gap and
the WLB for the
weak side A gap.
The free safety (FS) is playing
down to the line of
scrimmage on run plays and is responsible for the number two receiver
to the
weak side of the formation on pass plays. He
plays the receiver as well with outside leverage. It
should allow him to play really aggressive
in the running game because the running back can not beat the free
safety
coming out of the backfield. The WLB and
MLB are bracketed on the other running back playing him in and out with
outside
leverage. The corners are matched up
with the WR’s man-to-man in this scheme.
The thing that is challenging is
the MLB defending the play
action plays. However, he knows that he
is vulnerable and can overplay to where he is vulnerable.
No matter what coverage you are
playing you have to convince
your players to win their leverage side. If
the coach tells a player to play outside leverage and
complains when
a receiver catches a ball to his inside, the coach is wrong. When we give them a leverage side, we are
telling them to just do that aspect right at least.
To take this even further for
example we tell our corners to
play inside leverage (i.e. to the inside shoulder of the receiver) in
this
defense. This helps the corner avoid
giving up the big play to the inside of the field.
If you want them to play the out route
towards the sideline you have to give them someone playing support over
the
top. There is not a corner in college or
the NFL that can both play the out routes and also avoid giving up the
deep
ball to the inside. You have to be
realistic as to what your players can do. They
only way a corner can play inside leverage and make a
play on the
out route is if the offense screws up or the quarterback makes a bad
throw or
the receiver runs a bad route. If you
don’t understand that then you are asking the corner to do something he
can’t
do.
The flex side defensive end is
playing on the outside
shoulder of the offensive tackle in a 5 technique.
He does not have to be a large player and can
be more of a pass rushing end. The only
thing he can not do is get hooked or reached by the defender and moved
out of
position. He can play pass first and
still be effective. However he does have
to maintain gap responsibility for the defense to work.
The key to the defense is not getting
hooked. If the solid side defensive end
is aligned in the strong side C gap he simply can not get hooked. He has to control that gap as does each
position on the defensive line.
If the offense comes out in a one
back set everyone plays
the same except for the free safety. He
is still playing the number two receiver to the flex side but he has to
move
outside to cover him.
Diagram 2. One Back Set & Doubles

If we get a trips set, we can handle that in
this alignment
with our two safeties as well (Diagram 3). No
one changes in this case except the safeties. The
strong side safety moves out to cover the
number two receiver to his side. The SLB
is still on the tight end as before. The
corner has the number one receiver and the free safety rotates to the
middle.
Diagram 3. Trips
Set

To stay out of mismatches, the corners can
take the wide
receivers and match up with them (Diagram 4). If
both wide receivers come to the same side, we can put
both corners on
them and cover the remaining receiver with the strong safety. If the corners are on the boundary side the
free safety is in the middle. If the
corners are on the other side of the field the strong safety is in the
middle.
Diagram 4 Twin
Doubles

The other one-back set we see a lot of is
the one-back and
two tight end set (Diagram 5). We put
the free safety up on the second tight end. That
gives you a problem with run support, but we can play
it that way. Everything in the defense is
basically the
same.
Diagram 5. One-back
and two tight ends set

If the offense comes out and gives the
defense a two-back
and two tight end look nothing changes for the defense (Diagram 6). The corner comes inside and plays man-to-man
on the second tight end. Everyone else
has the same match ups they had with any two-back sets.
Diagram 6. Two-back
set with two tight ends

I want so show you how we react to the run
so when you see
the film you will know what we are doing (Diagram 7).
Our defensive ends are aligned in 5
techniques. The nose tackle is in the A
gap
to the strong side in a one technique. The
weak side defensive tackle is in a 3 technique off the outside shoulder
of the
guard. The WLB has the A gap to the weak
side, but on plays to the strong side he has to get over the center’s
block
quickly. He cheats somewhat to the
strong side with his alignment.
Everyone on the defense is turning the play
inside. No one can ever get hooked. The MLB has the strong side B gap. If he is
attacking in the B gap, he meets the block and turns it back inside. He plays with his head and outside arm free
taking the block on with his inside shoulder. The
free safety is our backside player. If the
ball breaks back to the weak side A gap he has to
make the play
there. If there is a reverse run back
the other way he has to make that play also. He
generally does not cross the center line to make many
plays.
Diagram 7. Strong side run responsibility

On the strong side if the offense is lined
up in an I
formation they have only four blockers to that side.
The defense has four defenders and the WLB
flowing fast to that side. Everyone on
the defense is knocking the ball back inside to the WLB on this play.
If the ball is run to the weak
side the MLB becomes the
backside run player (Diagram 8). His
play depends upon the direction of the run. He
has to first defend against any cut back runs through
the strong side
B gap. If he needs to run through the
backside B gap on plays away from him he can. The
free safety can do the same thing on the plays away
from him. If you ask the MLB to play the
cutback and to
get over the top then he is not going to be able to be aggressive.
Diagram 8. Weak
side run responsibility

On plays to the strong side everyone plays with their
outside arm free. If the SLB gets a down
block from the tight end he rides him down and looks into the back
field for
the next block coming at him. On that
block we ask him to wrong arm the block and bounce the ball outside. With that type of play we get what we call
backer force. The MLB sees the power
play going off tackle. He knows the SLB
is going to bounce the play. He comes
over the top and plays the ball with the strong safety coming up late
to play
the ball from the outside. Everyone
plays with their outside arm free.
There are various adjustments we can make
with our
personnel. We can take our nose tackle
and move him head-up onto the guard for example into what we call a G
position. What we normally do is slant
back to where we came from. As long as
the defender keeps the ball on his inside shoulder he can play as fast
as he
wants to.
We can also use our base alignment to show
overload to one
side and then slant back to the other side before the snap of the ball. That is the flexibility of the defense.
There is a lot of flexibility for changing
the force in this
defensive scheme. If the offense picks
up on the fact that the free safety is your weak side force man then
they can
develop schemes to make it hard for him. All
we do then is to change the force on the play from the
free safety
to the corner in order to switch it up.
We can also change the force by slanting the
defensive 3
technique and 5 techniques inside and scraping the WLB outside. We bring the corner off his wide out and make
him the force man. He is playing the
number 2 wide receiver out of the backfield and thus is the force man
on the
run to him. The free safety then rolls
over the top of the corner into the deep half of the field. If you don’t want to play him in man-to-man
you can play zone. With this kind of
force change you can play quarter zone coverage to the strong side and
half
coverage to the weak side.
Most of the time we play our corners in some
form of press
coverage and have at least one safety deep in the hole for protection
against
the big play. Against some of the more
spread out offenses we will back off our corners. With
some spread formations we want to get
the defensive backs eyes on the football. The
deep safety is a player that is close to my heart.
That is what I played. The
deep safety has to play two routes. He has
to defend the seam route and the post
route. That is all I ask him to play. He
has to find the seam route from the number two receiver.
If there are two of them then he has to get
in the middle and play them both. On the
post route he has to stay on top of that route. That is easy to do but
it
becomes harder as offenses do more of it and get better at it.
In general we flip flop our
defense. The SLB always goes to the tight
end
side. We often employ a rush and drop
end from either side of the line. The
rush guy goes with the SLB and the drop end goes with the WLB. The MLB aligns then to the SLB side of the
play. The corners match up with the wide
receivers and the safeties flip flop to the passing strength and
running
strength of the formation. This is our
base defense. I’ll show the video
now and
then take some questions.
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